IBIR 6.1 Analysis

UAT Release Date: as per SARS trade-testing date (Not yet known)

Production Release Date: as per SARS go-live date  (Not yet known)


FEATURES / ENHANCEMENTS


The below outlines the changes that ebTax will apply to align itself to the IBIR 6.103 published by SARS. 


IRP3a

New fields

Field NameDescriptionRequiredValidationData TypeOccurrenceLength
ARBITRATION-CCMA-AWARDArbitration/CCMA AwardO

Right-justified and zero-filled

The two rightmost digits denote Cents and the remainder denote the Rand amount. 

The value must be set to zero if not provided.

Arbitration CCMA Award may only be specified if the reason for the directive is ‘Other’ and Severance Benefit Payable, Leave Payment or Notice Payments is not specified.


N115

        

Validation Changes

Field Name

Description

Directive Reason

If the reason for directive application is ‘Other’, then Other Amount due (Including Leave/Notice Payments and Arbitration/CCMA Awards) must be provided.


Occurrence Changes

A final decision will be made to either remove occurrence 8 or add additional validation to prevent users from submitting occurrences 8. The decision depends on previous submission made and the impact it might have on customers who already integrate with ebTax.

Field Name

Description

New Occurrence

Old Occurrence

OTHER-AMOUNT-NATURE

Other Amount Nature

7

8

OTHER-AMOUNT

Other Amount

7

8



Form AD

Help Text Update

Field Name

New Text

GROSS-LUMP-SUM

Gross amount of lump sum payment (Including the amount deemed to accrue in respect of par 2B of the Second Schedule, and the amount attributed to Pre-1 March 2021 Provident Fund vested rights plus growth).


New fields

Field Name

Description

Required

Validation

Data Type

Occurrence

Length

PRE-20210301-PROV-FUND-VAL

Amount attributed to Pre-1 March 2021 Provident Fund vested rights plus growth (When retiring from the fund)


O

Right-justified and zero-filled

The two rightmost digits denote Cents and the remainder denote the Rand amount. The value must be set to zero if not provided.

The amount may not be greater than the total benefit amount.

The date of accrual must be greater than or equal to 01 March 2021.

N

1

15

PRE-20210301-PROV-FUND-VAL-TRF

Amount attributed to Pre-1 March 2021 Provident Fund vested rights plus growth (In respect of ‘Amount transferred to the transferee fund’)

O

Right-justified and zero-filled

The two rightmost digits denote Cents and the remainder denote the Rand amount. The value must be set to zero if not provided.

Pre-20210301 Provident Fund Transfer Amount + Post-20210301 Provident Fund Transfer Amount may not be greater than the transfer amount. 

The date of accrual must be greater than or equal to 01 March 2021.

N

1

15

POST-20210301-PROV-FUND-VAL-TRF

Amount attributed to Post-1 March 2021 Provident Fund value

(In respect of ‘Amount transferred to the transferee fund’)


O

Right-justified and zero-filled

The two rightmost digits denote Cents and the remainder denote the Rand amount. The value must be set to zero if not provided.

Pre-20210301 Provident Fund Transfer Amount + Post-20210301 Provident Fund Transfer Amount may not be greater than the transfer amount. 

The date of accrual must be greater than or equal to 01 March 2021.

N

1

15


New Directive Reason

Directive Reason

Unclaimed Death Benefit


Validation Changes

Description

  • If the fund is an (approved fund) and (the fund type is Pension or Pension Preservation) and (the directive reason is ‘Retirement’ or ‘Retirement due to ill health’ or ‘Provident fund Deemed retirement’) and (the date of accrual is before 1 March 2021) then the Gross lump sum payment may not be greater than ((1/3 of member’s total portion (total benefit minus spouse amount)) plus spouse amount (divorce order)), except if the total benefit amount (Includes previous directives’ total benefit amounts against the same FSCA registration number/approved fund number for accruals from 1 October 2007 onwards) is less or equal than the de-minimus value.
  • If the fund is an (approved fund) and (the directive reason is ‘Retirement’ or ‘Retirement due to ill health’ or ‘Provident fund Deemed retirement’) and (the date of accrual is on or after 1 March 2021) then
    • The Gross lump sum payment may not be greater than the allowable lump sum (Result D), which is calculated as follows:
      • Total benefit amount (Amount A)
      • Amount attributed to non-member spouse in respect of divorce order (Amount B)
      • Amount attributed to Pre 1 March 2021 Provident Fund vested rights plus growth (Amount C)
      • Allowable lump sum (Result D): ((1/3 of (Amount A minus Amount B minus Amount C)), plus Amount B, plus Amount C).
    • The first exception to this rule is if the total benefit amount (Includes previous directives’ total benefit amounts against the same FSCA registration number/approved fund number) is less or equal than the de-minimus value, and the gross lump sum payment is equal to the total benefit amount.
    • The second exception to this rule is if the member is retiring from a Provident Fund or Provident Preservation Fund, the member was 55 or older on 1 March 2021, and the policy commencement date is before 1 March 2021. In this scenario, allow the member to take more than the allowable lump sum (Result D as calculated above) as a gross lump sum payment.
  • If the reason for the directive is Unclaimed Death Benefit, then the following fields may not be supplied:
    • Surname of the beneficiary / dependant / Nominee
    • Full names of the beneficiary / dependant / Nominee
    • Date of birth of the beneficiary / dependant / Nominee
    • ID number of the beneficiary / dependant / Nominee
    • Passport number of the beneficiary / dependant / Nominee
    • Tax reference number of the beneficiary / dependant / Nominee
  • If the reason for the directive is Unclaimed Death Benefit, then
    • The date of accrual must be greater than or equal to 30 March 2020.
    • The type of fund must be “Provident Preservation Fund” or “Pension Preservation Fund”.
  • If an amount was specified for the public sector fund original transfer (Period of Employment in Public Sector Fund), then the original directive must be a finalised directive, if the original directive is an ebTax directive, then the directive reason of that directive must be ‘Transfer’, ‘Par (eA) Transfer/Payment’, ‘Divorce transfer’ or ‘Transfer before retirement [Par 2(1)(c)]’ and from a public sector fund to an approved fund.


The following validations will not be implemented by ebTax as the validations can only be performed by SARS

Description

Reason

  • If the Taxpayer is an Estate, and the tax year of the directive application is greater than the tax year in which the Taxpayer became an estate (except if the directive reason is ‘Unclaimed Death Benefit’)
  • If the amount attributed to Pre 1 March 2021 Provident Fund vested rights plus growth was specified, If the fund type on the current application is Provident Fund or Provident Preservation Fund, and the policy commencement date is on or after 1 March 2021
    • Then a transfer from a Provident/Provident Preservation Fund to the current Provident/Provident Preservation Fund must have been previously requested; 
    • If a transfer from a Provident Fund or Provident Preservation Fund that has previously been requested then that transfer must 
      • have a date of accrual of that transfer on or after 1 March 2021.
      • have a policy commencement date of that fund of 1 March 2021 or earlier.
      • if the date of accrual of that transfer was on or after 1 March 2021 and the policy commencement date was before 1 March 2021, then
        • if the member's age on 1 March 2021 is < 55, then they are entitled to receive the Pre- 1 March 2021 contributions and growth transferred from a previous provident fund or provident preservation fund into the current provident fund or provident preservation fund as a lump sum.
        • If the member was 55 or older on 1 March 2021, they are entitled to receive the Pre- and Post- 1 March 2021 contributions and growth transferred from a previous provident fund or provident preservation fund into the current provident fund or provident preservation fund as a lump sum.
  • If the fund type on the current application is Pension Fund or Pension Preservation Fund
    • Then a transfer from a Provident/Provident Preservation Fund to the current Pension/Pension Preservation Fund must have been previously requested; 
    • If a transfer from a Provident Fund or Provident Preservation Fund that has previously been requested then that transfer must 
      • have a date of accrual of that transfer on or after 1 March 2021.
      • have a policy commencement date of that fund of 1 March 2021 or earlier.
    • if the date of accrual of that transfer was on or after 1 March 2021 and the policy commencement date was before 1 March 2021, then
      • if the member's age on 1 March 2021 is < 55, then they are entitled to receive the Pre- 1 March 2021 contributions and growth transferred from a previous provident fund or provident preservation fund into the current pension fund or pension preservation fund as a lump sum.
      • If the member was 55 or older on 1 March 2021, they are entitled to receive the Pre- and Post- 1 March 2021 contributions and growth transferred from a previous provident fund or provident preservation fund into the current pension fund or pension preservation fund as a lump sum.
  • If the reason for the directive is “Unclaimed Death Benefit”
    • If the type of fund is “Provident Preservation Fund” and no previous “Transfer Unclaimed Benefit” was done to an “Unclaimed Provident Preservation Fund” on Form B.
    • If the type of fund is “Pension Preservation Fund” and no previous “Transfer Unclaimed Benefit” was done to an “Unclaimed Pension Preservation Fund” on Form B.

ebTax do not carry this information


Form B

New fields

Field Name

Description

Required

Validation

Data Type

Occurrence

Length

PRE-20210301-PROV-FUND-VAL-TRF

Amount attributed to Pre-1 March 2021 Provident Fund vested rights plus growth (In respect of ‘Amount transferred to the transferee fund’)

O

Right-justified and zero-filled

The two rightmost digits denote Cents and the remainder denote the Rand amount. The value must be set to zero if not provided.

Pre-20210301 Provident Fund Transfer Amount + Post-20210301 Provident Fund Transfer Amount may not be greater than the transfer amount. 

The date of accrual must be greater than or equal to 01 March 2021.

N

1

15

POST-20210301-PROV-FUND-VAL-TRF

Amount attributed to Post-1 March 2021 Provident Fund value

(In respect of ‘Amount transferred to the transferee fund’)


O

Right-justified and zero-filled

The two rightmost digits denote Cents and the remainder denote the Rand amount. The value must be set to zero if not provided.

Pre-20210301 Provident Fund Transfer Amount + Post-20210301 Provident Fund Transfer Amount may not be greater than the transfer amount. 

The date of accrual must be greater than or equal to 01 March 2021.

N

1

15


Validation Changes

Description

  • If an amount was specified for the public sector fund original transfer (Period of Employment in Public Sector Fund), then the original directive must be a finalised directive, if the original directive is an ebTax directive, then the directive reason of that directive must be ‘Transfer’, ‘Par (eA) Transfer/Payment’, ‘Divorce transfer’ or ‘Transfer before retirement [Par 2(1)(c)]’ and from a public sector fund to an approved fund.


The following changes will not be implemented on Form B

Description

  • New Directive Reasons - as it pertains to eFiling-only submissions:
    • Cessation of SA Residence
  • New fields - as it pertains to eFiling-only submissions:
    • Certificate of residence
    • Document confirming cessation of residence
    • Date of cessation of SA residence


Form C

Help Text Update

Field Name

New Text

GROSS-LUMP-SUM

Gross Lump Sum:: “Gross amount of lump sum payment (Including the amount deemed to accrue in respect of par 2B of the Second Schedule, and the amount attributed to Pre-1 March 2021 Provident Fund vested rights plus growth)”


New fields

Field Name

Description

Required

Validation

Data Type

Occurrence

Length

PRE-20210301-PROV-FUND-VAL

Amount attributed to Pre-1 March 2021 Provident Fund vested rights plus growth (When retiring from the fund)


O

Right-justified and zero-filled

The two rightmost digits denote Cents and the remainder denote the Rand amount. The value must be set to zero if not provided.

The amount may not be greater than the total benefit amount.

The date of accrual must be greater than or equal to 01 March 2021.

N

1

15

PRE-20210301-PROV-FUND-VAL-TRF

Amount attributed to Pre-1 March 2021 Provident Fund vested rights plus growth (In respect of ‘Amount transferred to the transferee fund’)

O

Right-justified and zero-filled

The two rightmost digits denote Cents and the remainder denote the Rand amount. The value must be set to zero if not provided.

Pre-20210301 Provident Fund Transfer Amount + Post-20210301 Provident Fund Transfer Amount may not be greater than the transfer amount. 

The date of accrual must be greater than or equal to 01 March 2021.

N

1

15

POST-20210301-PROV-FUND-VAL-TRF

Amount attributed to Post-1 March 2021 Provident Fund value

(In respect of ‘Amount transferred to the transferee fund’)


O

Right-justified and zero-filled

The two rightmost digits denote Cents and the remainder denote the Rand amount. The value must be set to zero if not provided.

Pre-20210301 Provident Fund Transfer Amount + Post-20210301 Provident Fund Transfer Amount may not be greater than the transfer amount. 

The date of accrual must be greater than or equal to 01 March 2021.

N

1

15


The following changes will not be implemented on Form C

Description

  • New Directive Reasons - as it pertains to eFiling-only submissions:
    • Cessation of SA Residence
  • New fields - as it pertains to eFiling-only submissions:
    • Certificate of residence
    • Document confirming cessation of residence
    • Date of cessation of SA residence


The following validations will not be implemented by ebTax as the validations can only be performed by SARS

Description

Reason

  • If the amount attributed to Pre 1 March 2021 Provident Fund vested rights plus growth was specified and
    • No transfer from a Provident Fund or Provident Preservation Fund has previously been requested.
    • A transfer from a Provident Fund or Provident Preservation Fund has previously been requested,
      • The date of accrual of that transfer must be greater or equal to 1 March 2021
      • The policy commencement date of that fund must be before 1 March 2021
      • Note: If the date of accrual of that transfer was on or after 1 March 2021, and the policy commencement date of that fund was before 1 March 2021
        • If the member was younger than 55 on 1 March 2021, they are entitled to receive the Pre- 1 March 2021 contributions and growth transferred from a previous provident fund or provident preservation fund into the current retirement annuity fund as a lump sum 
        • If the member was 55 or older on 1 March 2021, they are entitled to receive the Pre- and Post- 1 March 2021 contributions and growth transferred from a previous provident fund or provident preservation fund into the current retirement annuity fund as a lump sum

ebTax do not carry this information


Validation Changes

Description

  • If (approved fund) and (the directive reason is ‘Retirement’ or ‘Retirement due to ill health’) and (the date of accrual is before 1 March 2021)
    • Gross lump sum payment is greater than ((1/3 of member’s total portion (total benefit minus spouse amount)) plus spouse amount (divorce order)), except if the total benefit amount (Includes previous directives’ total benefit amounts against the same FSCA registration number/approved fund number for accruals from 1 October 2007 onwards) is less or equal than the de-minimus value
  • If the fund is an (approved fund) and (the directive reason is ‘Retirement’ or ‘Retirement due to ill health’) and (the date of accrual is on or after 1 March 2021) then
    • The Gross lump sum payment may not be greater than the allowable lump sum (Result D), which is calculated as follows:
      • Total benefit amount (Amount A)
      • Amount attributed to non-member spouse in respect of divorce order (Amount B)
      • Amount attributed to Pre 1 March 2021 Provident Fund vested rights plus growth (Amount C)
      • Allowable lump sum (Result D): ((1/3 of (Amount A minus Amount B minus Amount C)), plus Amount B, plus Amount C).
    • The exception to this rule is if the total benefit amount (Includes previous directives’ total benefit amounts against the same FSCA registration number/approved fund number) is less or equal than the de-minimus value, and the gross lump sum payment is equal to the total benefit amount.
  • If an amount was specified for the public sector fund original transfer (Period of Employment in Public Sector Fund), then the original directive must be a finalised directive, if the original directive is an ebTax directive, then the directive reason of that directive must be ‘Transfer’, ‘Par (eA) Transfer/Payment’, ‘Divorce transfer’ or ‘Transfer before retirement [Par 2(1)(c)]’ and from a public sector fund to an approved fund.


Form E

New Fields

Field Name

Description

Required

Options

Auto-Produce Impact

Annuity Nominee Nature of Person (Not a SARS field)

This field identifies which fields may be completed depending on the Nature of Person selected

M

Individual

Trust

  • Auto-Produce ROT
    • Currently, Annuity Nominee Name is compulsory. Although the current IBIR specifies that it is compulsory, this validation will need to be removed to accommodate the Form E changes.


Validation Changes

Description

  • Annuity Nominee:
    • If the Nominee is a Trust, then the following fields may not be populated:
      • First Names
      • ID Number
    • If any of the Nominees are a Trust, then only one annuity may be purchased.


The following validations will not be implemented by ebTax

Description

Reason

  • Taxpayer Nature of Person to determine if the taxpayer is an individual or a trust (and all changes relating to this)

The change applies to directive reason "Par (eA) Living Annuity Commutation Termination of a Trust", which may only be submitted via eFiling. This change will be implemented on ebTax Manual Directives. All cases submitted via ebTax Form E applications will be regarded as 'individual' taxpayers.


ROT01

SARS ROT and Interfund ROT

Description


  • Fields to be split:
    • Fund Contact Person:
      • Contact Person Name
      • Contact Person Surname
  • Fields to be combined:
    • Fund Telephone Dialing Code and Number
    • Fund Telephone Number

These changes are operational in nature and will not necessarily have a corresponding development change


Field Length Changes

Description

  • Recipient Fund Contact Person 
    • Cell Number and Phone Number to only allow 15 characters
    • Contact Person to allow up to 100 characters
  • Taxpayer
    • Name to allow up to 100 characters
    • Cell Number to only allow 15 characters



ROT02

SARS ROT and Interfund ROT

Description


  • Fields to be split:
    • Insurer Contact Person:
      • Contact Person Name
      • Contact Person Surname
  • Fields to be combined:
    • Insurer  Telephone Dialing Code and Number
    • Insurer  Telephone Number

These changes are operational in nature and will not necessarily have a corresponding development change


Field Length Changes

Description

  • Recipient Fund Contact Person 
    • Cell Number and Phone Number to only allow 15 characters
    • Contact Person to allow up to 100 characters
  • Taxpayer
    • Name to allow up to 100 characters
    • Cell Number to only allow 15 characters
  • Beneficiary
    • Name to allow up to 100 characters
    • Cell Number to only allow 15 characters


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